Industries
Built for firms that have to show their work.
Our clients are regulated small and midsized organizations, usually 10 to 100 people, with an outsourced IT provider or a small internal team. They hold sensitive client data, answer to regulators or insurers, and need someone to own the security story at the leadership level.
Primary focus
Registered investment advisers and wealth management
What you are facing
- SEC examinations that ask for evidence, not just policies
- Amended Regulation S-P expectations for incident response, service provider oversight, and customer notification
- Detailed security questionnaires from clients, custodians, and partners
- Cyber insurance renewals with harder questions every year
How we help
- An independent Baseline mapped to your written policies and procedures
- Incident response planning and tabletop exercises you can document
- Vendor and service provider oversight with a record of each review
- An evidence register ready for your CCO and your next exam
Healthcare practices
What you are facing
- A HIPAA Security Rule expectation of a documented risk analysis and ongoing risk management
- Patient data spread across practice systems, cloud platforms, and many vendors
- Multiple locations with different networks and local providers
- Ransomware risk that directly affects patient care
How we help
- A risk analysis that reflects your actual environment, not a template
- Validation of access, backup, and recovery controls across sites
- Vendor oversight to support your business associate relationships
- A remediation record that shows risk being managed over time
Law firms
What you are facing
- Professional duties to make reasonable efforts to protect client information
- Corporate clients sending security questionnaires and outside counsel guidelines
- Sensitive matters handled over email, file sharing, and remote access
- Insurance carriers asking for proof of specific controls
How we help
- An independent view of how client data is protected today
- Accurate, evidence-backed answers to client and insurer questionnaires
- Identity, email, and remote access controls validated and documented
- A clear plan partners can understand and approve
Accounting and tax firms
What you are facing
- FTC Safeguards Rule duties, including a written information security program and regular risk assessment
- IRS expectations that tax professionals keep a written information security plan
- Seasonal staff, remote work, and heavy reliance on cloud tax software
- Client data that is a prime target for identity theft and fraud
How we help
- A written security plan grounded in how your firm actually operates
- Risk assessment and control validation you can document
- Access and onboarding controls that hold up through busy season
- Leadership reporting that keeps the program current year to year
Other non-bank financial firms
Who this includes
- Mortgage brokers and lenders
- Finance and lending companies
- Family offices and other firms handling sensitive financial data
How we help
- Support for the security program elements the FTC Safeguards Rule expects
- Regular risk assessment, testing, and leadership reporting
- Evidence ready for partners, investors, and regulators
We provide cybersecurity assessment, evidence, and governance support. We do not provide legal advice or determine whether a regulation applies to your firm. We work alongside your compliance counsel or consultant, who remains responsible for regulatory interpretation.